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This document outlines a proposed rule change by EDGX Exchange, Inc. to amend Rule 11.14 concerning market-wide trading halts due to extraordinary market volatility, including adjustments to decline

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How to fill out sr-edgx-2011-30

How to fill out SR-EDGX-2011-30

01

Obtain the SR-EDGX-2011-30 form from the appropriate regulatory authority's website.

02

Carefully review the instructions provided with the form to understand the requirements.

03

Fill in the identification section, including your name, address, and contact information.

04

Provide detailed information about the securities involved, including ticker symbols and transaction dates.

05

Ensure all calculations related to the transactions are accurate, including any fees or commissions.

06

Sign and date the form to certify that the information provided is truthful and complete.

07

Submit the completed form to the designated regulatory body via the specified submission method.

Who needs SR-EDGX-2011-30?

01

Broker-dealers participating in securities transactions on the EDGX Exchange.

02

Investment firms that need to comply with specific regulatory reporting requirements.

03

Firms seeking to report changes in their trading practices or structures.

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What is SR-EDGX-2011-30?

SR-EDGX-2011-30 is a filing with the Securities and Exchange Commission (SEC) by the EDGX Exchange, which proposes amendments to the exchange's rules regarding data reporting and trading practices.

Who is required to file SR-EDGX-2011-30?

Members of the EDGX Exchange that engage in trading activities are required to file SR-EDGX-2011-30.

How to fill out SR-EDGX-2011-30?

To fill out SR-EDGX-2011-30, participants must follow the guidelines provided in the filing documentation, which typically includes providing specific trade-related information, reporting formats, and deadlines.

What is the purpose of SR-EDGX-2011-30?

The purpose of SR-EDGX-2011-30 is to enhance transparency in trading practices and reporting standards on the EDGX Exchange.

What information must be reported on SR-EDGX-2011-30?

The information that must be reported on SR-EDGX-2011-30 includes trade execution data, pricing information, and any other relevant trading metrics as outlined in the exchange's rules.

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