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This document outlines a proposed rule change by the Philadelphia Stock Exchange pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, including instructions and requirements for submitting
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant authority or website.
02
Read the instructions carefully before filling out the form.
03
Provide your full name and contact information at the top of the form.
04
Fill out Section A with the necessary personal details.
05
Complete Section B by providing the required financial information.
06
If applicable, fill out Section C regarding previous filings or relevant history.
07
Review all entered information for accuracy and completeness.
08
Sign and date the form in the designated area.
09
Submit the completed form according to the provided submission instructions.
Who needs Form 19b-4?
01
Individuals or organizations filing for a specific regulatory process.
02
Those who need to report financial or operational information to the relevant authority.
03
Any party required by law to fill out this form for compliance purposes.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and associations are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, filers must provide specific information about the proposed rule changes, including a description of the changes, the purpose of the changes, and the impact on market participants.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC and the public about proposed changes to SRO rules to ensure transparency and regulatory oversight.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the rule number, a summary of the changes, the reasons for the proposed changes, and any relevant data or studies supporting the changes.
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