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OMB APPROVAL OMB Number: 32350045 Expires: June 30, 2007, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b4 Page 1 of 6
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Form 19b4 is a document used to report specific information to the appropriate authorities.
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Certain individuals or entities may be required to file form 19b4 based on specific criteria set by the regulatory authorities.
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The purpose of form 19b4 is to collect and document specific information as requested by the regulatory authorities in order to fulfill their reporting requirements.
What information must be reported on form 19b4?
Form 19b4 may require the reporting of various types of information such as financial data, personal information, transaction details, or any other information as specified by the regulatory authorities.
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