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This document is the annual report submitted by International Business Machines Corporation (IBM) for the fiscal year ended December 31, 1999. It includes financial statements, management discussion,

How to fill out 10-k405

How to fill out 10-K405

1. Collect financial information for the fiscal year.
2. Gather details about the company's business structure and operations.
3. Compile information on management and executive compensation.
4. Analyze and report on risks and uncertainties faced by the company.
5. Prepare the management's discussion and analysis section.
6. Include audited financial statements and notes.
7. Ensure compliance with SEC regulations and guidelines.
8. Review the draft for accuracy and completeness.
9. Submit the 10-K405 form to the SEC within the required deadline.
10. Make the report available to shareholders and the public.

Who needs 10-K405?

1. Publicly traded companies must file a 10-K405 with the SEC.
2. Investors and analysts who require comprehensive financial details of companies.
3. Regulatory agencies needing documentation for compliance purposes.
4. Market participants interested in evaluating company performance.

People Also Ask about

What is the purpose of Form 10?

The new form 10 IEA can be used to indicate the preference for the old tax regime by Individuals, HUF, AOP (other than co-operative societies), BOI & Artificial Judicial Persons (AJP) having income from business and profession.

What is the SEC 10 rule?

Section 10(b) makes it unlawful to “use or employ, in connection with the purchase or sale of any security” a “manipulative or deceptive device or contrivance in contravention of such rules and regulations as the [SEC] may prescribe.” 15 U.S.C.

What is a Form 10 direct listing?

It is used to register a class of securities for potential trading on U.S. exchanges. Any company with over $10 million in total assets and 500 or more shareholders is required to file a Form 10 with the SEC.

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is Form 10 in SEC filing?

One of the most common SEC filings that publicly traded companies make is Form 10, which is a type of registration statement companies must file in order to be classified as a reporting company under the Exchange Act.

For pdfFiller’s FAQs

What is 10-K405?

10-K405 is a specific type of form that publicly traded companies must file with the Securities and Exchange Commission (SEC) to report detailed information about their financial performance, including audited financial statements and management discussions.

Who is required to file 10-K405?

Companies that are publicly traded and have securities registered under the Securities Exchange Act of 1934 are required to file the 10-K405 form with the SEC.

How to fill out 10-K405?

To fill out 10-K405, companies must gather financial data and relevant disclosures, complete the required sections of the form, and ensure that all information is accurate and complies with SEC regulations before submitting it electronically via EDGAR.

What is the purpose of 10-K405?

The purpose of 10-K405 is to provide investors, analysts, and the public with comprehensive information about a company's financial health, operations, risks, and management, helping them to make informed investment decisions.

What information must be reported on 10-K405?

The information reported on 10-K405 includes annual financial statements, management's discussion and analysis of financial condition and results of operations, information about the company's executive compensation, and any legal proceedings or risk factors that could affect the business.