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This form is used to report changes in beneficial ownership of securities by reporting persons, filed pursuant to Section 16(a) of the Securities Exchange Act of 1934.
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How to fill out FORM 4/A
01
Obtain FORM 4/A from the relevant authority or website.
02
Read the instructions carefully at the top of the form.
03
Fill in your personal details in the designated sections, including your name, address, and contact information.
04
Provide any required identification numbers, such as Social Security or taxpayer identification numbers.
05
Complete the specific sections related to your application purpose, ensuring all relevant information is accurate.
06
Review the information you have entered for any errors or omissions.
07
Sign and date the form at the required signature line.
08
Submit the completed FORM 4/A as per the instructions, either online or via mail.
Who needs FORM 4/A?
01
Individuals who are applying for a specific service or benefit that requires FORM 4/A.
02
Businesses or organizations that need to complete regulatory requirements associated with FORM 4/A.
03
Anyone seeking to update their records with the relevant authority using FORM 4/A.
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People Also Ask about
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What does Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is the purpose of an S 4 filing?
A Form S-4 is a M&A registration statement required under the Securities Act of 1933. The purpose of this statement is to give the public notice of a pending merger or acquisition.
What is the Form 4 for?
Form 4 - Application for Tax Paid Transfer and Registration of Firearm (ATF Form 5320.4) Application for tax paid transfer and registration of firearm used to request approval to transfer a National Firearms Act (NFA) firearm subject to transfer tax liability.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What does Form 4 mean in school?
Middle and Elementary School Form 3: Age 8-10 4th Grade + Half of 5th Grade. Form 4: Age 10-12 Half of 5th Grade + 6th Grade. Form 5: Age 11-14 7th Grade + 8th Grade.
What is Form 4 used for?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
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What is FORM 4/A?
FORM 4/A is a filing form used by the Securities and Exchange Commission (SEC) that discloses changes in the ownership of securities by insiders of a company.
Who is required to file FORM 4/A?
Individuals who are considered insiders of a company, such as officers, directors, and certain shareholders, are required to file FORM 4/A.
How to fill out FORM 4/A?
To fill out FORM 4/A, insiders must provide details about their securities transactions, including the type of security, the date of the transaction, the amount bought or sold, and the price.
What is the purpose of FORM 4/A?
The purpose of FORM 4/A is to ensure transparency and keep the public informed about changes in ownership of a company's securities by its insiders.
What information must be reported on FORM 4/A?
The information that must be reported on FORM 4/A includes the insider's name, relationship to the company, the date of the transaction, the nature of the ownership, and details about the securities involved.
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