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This document presents a proposed rule change by EDGA Exchange, Inc. to amend Chapter V of the EDGA rulebook regarding telemarketing regulations, based on NASD Rule 2212 and FTC rules to prevent abusive
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SR-EDGA-2012-12 is a regulatory filing submitted to the SEC by EDGA Exchange, which outlines proposed rule changes or updates to existing rules.
Members of the EDGA Exchange and related parties engaging in trading activities may be required to file SR-EDGA-2012-12 when changes to trading rules are implicated.
To fill out SR-EDGA-2012-12, entities must comply with the guidelines set out by the SEC, ensuring all relevant information is accurately provided, including rationale for rule changes and member impacts.
The purpose of SR-EDGA-2012-12 is to ensure transparency and compliance in trading practices by delineating changes or enhancements to exchange rules.
Reported information on SR-EDGA-2012-12 must include the specific rule changes proposed, reasons for the changes, expected effects on markets and participants, and any other relevant data for SEC review.
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