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This document outlines a proposed rule change to be filed under the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) as required under the Securities Exchange Act of 1934.
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges and other trading platforms, are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be completed by including details of the proposed rule changes, the rationale behind the changes, and any relevant data or analyses. It should be filed electronically with the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to notify the SEC of proposed changes to the rules of SROs, ensuring transparency and allowing for public comment on the changes before they are approved.
What information must be reported on Form 19b-4?
Form 19b-4 requires reporting information such as the text of the proposed rule change, the purpose of the change, an analysis of its impact, and any relevant supporting documentation.
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