Form preview

Get the free FORM 13F-NT

Get Form
This document is the initial quarterly Form 13F notice report filed by Spo Partners & Co., detailing their holdings in various securities for the quarter ended September 30, 2000.
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form 13f-nt

Edit
Edit your form 13f-nt form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your form 13f-nt form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing form 13f-nt online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Here are the steps you need to follow to get started with our professional PDF editor:
1
Log in to your account. Click Start Free Trial and register a profile if you don't have one yet.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit form 13f-nt. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.
4
Get your file. Select your file from the documents list and pick your export method. You may save it as a PDF, email it, or upload it to the cloud.
With pdfFiller, it's always easy to deal with documents.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out form 13f-nt

Illustration

How to fill out FORM 13F-NT

01
Gather your investment information and ensure you meet the filing requirements for FORM 13F-NT.
02
Begin filling out the form by entering your name, address, and contact information at the top.
03
Indicate if you are a reporting manager by checking the appropriate box.
04
Provide a list of the securities you hold, including their names, class, and CUSIP numbers.
05
Ensure that the total value of all securities listed exceeds $100 million.
06
Complete Schedule 13F with the required details about each security.
07
Review the form for accuracy and completeness.
08
Sign and date the form at the bottom.
09
Submit the completed FORM 13F-NT electronically through the EDGAR system.

Who needs FORM 13F-NT?

01
Investment managers with discretion over $100 million in 13F securities.
02
Institutional investment managers required to report their holdings.
03
Those seeking to disclose their investment positions for compliance with regulatory requirements.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.4
Satisfied
32 Votes

People Also Ask about

Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
The Form 13F filing deadline is 45 days after the end of each quarter.

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

FORM 13F-NT is a regulatory filing required by the Securities and Exchange Commission (SEC) that is used by institutional investment managers to report their holdings of securities.
Institutional investment managers that manage over $100 million in assets are required to file FORM 13F-NT.
To fill out FORM 13F-NT, managers must provide information such as their name, address, and the securities they hold above certain thresholds, including the number of shares and the value of those holdings.
The purpose of FORM 13F-NT is to provide transparency in the holdings of institutional investors, allowing the SEC and the public to monitor investment activity in the U.S. securities markets.
FORM 13F-NT must report the institutional investment manager's details, the list of securities held, the value of each security, and the number of shares held for each security.
Fill out your form 13f-nt online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.