Get the free FORM SC 13G

This document is used to report the acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions.

How to fill out form sc 13g

How to fill out FORM SC 13G

1. Obtain FORM SC 13G from the SEC website or the appropriate regulatory authority.
2. Fill in the name and address of the beneficial owner at the top of the form.
3. Specify the number of shares and the class of securities owned by the beneficial owner.
4. Indicate the nature of the beneficial ownership (for example, sole or shared voting power).
5. Complete the date when the securities were acquired.
6. Include details about any agreements or arrangements related to the securities, if applicable.
7. Review the instructions provided with the form for any additional necessary information.
8. Sign the form and date it to certify that the information provided is accurate.
9. Submit the completed FORM SC 13G to the SEC within the required time frame.

Who needs FORM SC 13G?

1. Investors or entities that acquire more than 5% of a company's equity securities without seeking control may need to file FORM SC 13G.
2. Institutional investors that hold shares for investment purposes and do not intend to influence the management of the company.
3. Passive investors who acquire securities publicly and wish to report their holdings under the SEC regulations.

People Also Ask about

What is the difference between 13F and 13G filings?

Form 13F is mandatory for institutional investment managers who manage assets of at least $100 million and requires quarterly reporting. On the other hand, Schedule 13G is triggered when an investor acquires beneficial ownership of more than 5% of a class of equity securities.

What triggers 13G filing?

Someone who becomes a 5% or greater beneficial owner of the company's stock is required to file Schedule 13D & 13G, which is also called a beneficial ownership report. Individuals, groups and institutional entities are subject to this requirement.

What triggers a 13G?

Institutional investors can file a Schedule 13G if they acquired securities while doing normal business and they have no intention of influencing control of the issuer.

When must a 13G be filed?

The initial Schedule 13G is due within 45 calendar days after the calendar year in which the person becomes obligated to file and amendments are due within 45 calendar days after the end of each calendar year thereafter to report any change in the information contained in the Schedule 13G.

What is the difference between 13F and 13G?

You can find the Schedules 13D and 13G for most publicly traded companies in the SEC's EDGAR database. You can learn how to use EDGAR to find information about companies.

What is the rule of three beneficial ownership?

This no-action letter has given rise to what practitioners refer to as the “rule of three,” which provides that, where voting and investment decisions regarding an entity's portfolio are made by three or more persons and a majority of those persons must agree with respect to voting and investment decisions, then none

Is Form SC 13G a good or bad?

Schedule 13G filings are a crucial tool for investors to disclose their ownership stakes in publicly-traded companies. These filings provide transparency in the market and allow investors to make more informed decisions.

For pdfFiller’s FAQs

What is FORM SC 13G?

FORM SC 13G is a filing with the U.S. Securities and Exchange Commission (SEC) used by investors to report their ownership of company stocks that exceed a specific threshold.

Who is required to file FORM SC 13G?

FORM SC 13G is typically required to be filed by institutional investors, certain private equity funds, and individuals who acquire beneficial ownership of more than 5% of a class of a company's equity securities.

How to fill out FORM SC 13G?

To fill out FORM SC 13G, investors must provide their personal and business information, details about the securities owned, and the purpose of the investment, along with any applicable exemptions that may apply.

What is the purpose of FORM SC 13G?

The purpose of FORM SC 13G is to provide the SEC and the public with information about significant ownership stakes in publicly traded companies, enhancing transparency in the market.

What information must be reported on FORM SC 13G?

FORM SC 13G must report the identity of the beneficial owner, the number of shares owned, the type of ownership, the purpose of the investment, and any related agreements or arrangements.