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This document is an initial quarterly notice report submitted by Cascade Investment LLC, detailing that no holdings are reported in this specific report, and all holdings are reported by other managers.
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How to fill out form 13f-nt

How to fill out FORM 13F-NT
01
Obtain the latest version of FORM 13F-NT from the SEC website.
02
Fill in the cover page with your identification information, including name and address.
03
Specify the reporting period for which you are filing the form.
04
List all institutional investment managers under your control.
05
Provide details about the securities held, including the class of the security and the value of holdings.
06
Sign and date the form, certifying that the information is accurate.
07
Submit the completed form electronically through the SEC's EDGAR system by the deadline.
Who needs FORM 13F-NT?
01
Investment advisers who manage over $100 million in securities must file FORM 13F-NT to report their holdings.
02
Hedge funds and institutional investors seeking to disclose their investment strategies may also need to file this form.
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Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
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What is FORM 13F-NT?
FORM 13F-NT is a filing used by institutional investment managers who manage over $100 million in qualifying securities to report their investment positions in certain securities, as required by the SEC.
Who is required to file FORM 13F-NT?
Institutional investment managers that exercise investment discretion over $100 million in Section 13(f) securities are required to file FORM 13F-NT.
How to fill out FORM 13F-NT?
To fill out FORM 13F-NT, an institutional investment manager must provide their identifying information, including their name, address, and the period covered by the report, followed by details of their investment holdings in qualifying securities.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to provide the SEC and the public with transparency regarding the investment holdings of institutional investment managers, thereby enhancing market transparency.
What information must be reported on FORM 13F-NT?
FORM 13F-NT requires the reporting of specific information including the manager's name, address, and the reported securities' identifiers, along with the number of shares owned and the total market value of those holdings.
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