Get the free FORM 13F-HR
Show details
Este formulario 13F-HR es un informe trimestral inicial sobre las tenencias presentado por administradores institucionales, proporcionando un resumen de las inversiones que gestionan.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 13f-hr
Edit your form 13f-hr form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 13f-hr form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form 13f-hr online
Here are the steps you need to follow to get started with our professional PDF editor:
1
Log into your account. If you don't have a profile yet, click Start Free Trial and sign up for one.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit form 13f-hr. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
pdfFiller makes dealing with documents a breeze. Create an account to find out!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 13f-hr
How to fill out FORM 13F-HR
01
Obtain a copy of FORM 13F-HR from the SEC website or your financial advisor.
02
Fill in the identifying information at the top of the form, including your name, address, and phone number.
03
Indicate the reporting period for which you are filing the form.
04
List each security you own that is required to be reported, including the name of the issuer and the type of security.
05
Include the number of shares or principal amount for each security.
06
Calculate and enter the fair market value of each security in the designated column.
07
Ensure you sign and date the form at the bottom, certifying its accuracy.
08
Submit the completed FORM 13F-HR to the SEC by the specified deadline.
Who needs FORM 13F-HR?
01
Investment managers who manage over $100 million in qualifying securities are required to file FORM 13F-HR.
02
Institutional investment managers need to file this form to disclose their equity holdings.
Fill
form
: Try Risk Free
People Also Ask about
What is the 13F HR form?
13F-HR is the 13F Holdings Report and is used when all of your applicable securities are on the report. The 13F-HR can also be the 13F Combination Report which is used when some of your applicable securities are on the report and some are on someone else's report.
What is the rule 13F?
Rule 13f-1(a) provides that every Manager which exercises investment discretion with respect to accounts holding Section 13(f) securities, as defined in rule 13f-1(c), having an aggregate fair market value on the last trading day of any month of any calendar year of at least $100,000,000 shall file a report on Form 13F
What is 13F ownership?
Generally speaking, Section 13(f) securities include those traded on an exchange like the Nasdaq, as well as “equity options and warrants, shares of closed-end investment companies, and certain convertible debt securities.” However, mutual funds are not considered Section 13(f) securities.
Are Form 13F filings public?
The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.
Do mutual funds have to file 13F?
The shares of open-end investment companies (i.e., mutual funds) are not Section 13(f) securities. Section 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly and is available for free on the SEC's website.
Do private funds have to file 13F?
Subject to certain exceptions, if your funds collectively owned in excess of $100 million of Section 13(f) securities as of the last day of any month during the 2024 calendar year, you're obligated to file a Form 13F for the quarter ended December 31, 2024, which filing will be due February 14, 2025.
Who is not required to file 13F?
Securities that are not on the Official List should not be reported on Form 13F. See, e.g., Rule 13f-1(c) under the Securities Exchange Act. For example, shares of open-end investment companies, i.e., mutual funds, are not included on the list and, therefore, should not be reported on Form 13F.
Is Form 13F public?
The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.
Do private funds have to file 13F?
Subject to certain exceptions, if your funds collectively owned in excess of $100 million of Section 13(f) securities as of the last day of any month during the 2024 calendar year, you're obligated to file a Form 13F for the quarter ended December 31, 2024, which filing will be due February 14, 2025.
Are mutual funds 13F reportable?
Securities that are not on the Official List should not be reported on Form 13F. See, e.g., Rule 13f-1(c) under the Securities Exchange Act. For example, shares of open-end investment companies, i.e., mutual funds, are not included on the list and, therefore, should not be reported on Form 13F.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
How can I edit form 13f-hr from Google Drive?
By combining pdfFiller with Google Docs, you can generate fillable forms directly in Google Drive. No need to leave Google Drive to make edits or sign documents, including form 13f-hr. Use pdfFiller's features in Google Drive to handle documents on any internet-connected device.
How can I get form 13f-hr?
The premium pdfFiller subscription gives you access to over 25M fillable templates that you can download, fill out, print, and sign. The library has state-specific form 13f-hr and other forms. Find the template you need and change it using powerful tools.
How do I make edits in form 13f-hr without leaving Chrome?
Install the pdfFiller Google Chrome Extension in your web browser to begin editing form 13f-hr and other documents right from a Google search page. When you examine your documents in Chrome, you may make changes to them. With pdfFiller, you can create fillable documents and update existing PDFs from any internet-connected device.
What is FORM 13F-HR?
FORM 13F-HR is a quarterly report filed by institutional investment managers to disclose their equity holdings and trading activities.
Who is required to file FORM 13F-HR?
Institutional investment managers who manage over $100 million in qualifying securities are required to file FORM 13F-HR.
How to fill out FORM 13F-HR?
FORM 13F-HR is filled out by providing information such as the name of the investment manager, the date of the report, and a detailed list of the securities held, including the number of shares and the value of each position.
What is the purpose of FORM 13F-HR?
The purpose of FORM 13F-HR is to provide transparency in the holdings of institutional investment managers, enabling investors and regulators to monitor significant investment positions and trends.
What information must be reported on FORM 13F-HR?
FORM 13F-HR must report the manager's name, the date of the report, the list of securities held, the number of shares, the market value of each security, and the total market value of all holdings.
Fill out your form 13f-hr online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 13f-Hr is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
