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This document outlines a proposed rule change regarding the anonymity of options participants submitting Directed Orders on the Boston Options Exchange.
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How to fill out Form 19b-4
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Obtain Form 19b-4 from the appropriate regulatory body or website.
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Complete Section 2 by providing the specific details related to the purpose of the form.
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Who needs Form 19b-4?
01
Individuals or organizations seeking approval for a specific regulatory request.
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Anyone involved in a process that requires formal documentation as per regulatory standards.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing document used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and national securities associations are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide details about the proposed rule change, including the text of the change, the reasons for it, and any relevant supporting information as required by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes by SROs are reviewed and approved by the SEC before they take effect, maintaining regulatory oversight in the securities markets.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change, a detailed explanation of the rationale behind the change, any economic impact assessments, and relevant provisions for public comments.
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