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This form is used to report changes in the beneficial ownership of securities by directors, officers, and beneficial owners of more than 10% of a class of equity securities of the issuer.
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How to fill out sec form 4

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How to fill out SEC Form 4

01
Obtain SEC Form 4 from the SEC's website.
02
Fill in the name of the reporting person at the top of the form.
03
Provide the issuer's name and secure the correct CIK (Central Index Key) number.
04
Specify the date of the transaction and the relationship of the reporting person to the issuer.
05
List the title of the securities involved in the transaction.
06
Indicate the amount of securities owned before the transaction.
07
Provide details of the transaction: the amount of securities bought or sold, the price, and the method of transaction.
08
Confirm the signatures required at the bottom, including the date of the filing.
09
Submit the completed Form 4 electronically through the SEC's EDGAR system.

Who needs SEC Form 4?

01
Executive officers of a publicly traded company.
02
Directors of the company.
03
Shareholders who own more than 10% of a company’s stock.
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People Also Ask about

Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The main difference between Form S-3 and Form S-4 lies in their eligibility criteria. Form S-3 is designed for companies that meet certain eligibility requirements, such as having a sufficient public float and a history of timely SEC filings.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.

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SEC Form 4 is a filing required by the U.S. Securities and Exchange Commission (SEC) that discloses changes in the ownership of equity securities by certain insiders of a company.
Officers, directors, and beneficial owners of more than 10% of a company's equity securities are required to file SEC Form 4 whenever they buy or sell shares of the company's stock.
To fill out SEC Form 4, insiders must provide their name, relationship to the company, the date of the transaction, the number of shares bought or sold, the price per share, and the nature of the transaction, along with any other necessary information.
The purpose of SEC Form 4 is to provide transparency regarding the trading activities of company insiders, which helps investors make informed decisions based on the actions of those with insights into the company.
Information that must be reported on SEC Form 4 includes the insider's name, relationship to the company, transaction date, amount of securities purchased or sold, price per share, and any other relevant details regarding the transaction.
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