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This document outlines a proposed rule change under the Securities Exchange Act of 1934, detailing information necessary for the public and the SEC to understand and respond to the proposal.
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to request approval from the Securities and Exchange Commission (SEC) for rule changes.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other market participants that wish to propose changes to their rules are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs need to provide detailed information about the proposed rule change, including the text of the proposed rule, the purpose of the change, and any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to notify the SEC of proposed rule changes by SROs and to provide the necessary information for the SEC to evaluate the implications of such changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change text, the rationale for the change, the impact on market participants, and any legal or regulatory considerations associated with the rule change.
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