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This document outlines the proposed rule change by the Philadelphia Stock Exchange, including amendments to the fee schedule for certain options as part of the Penny Pilot Program.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a form used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC) for review and approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and certain other regulatory bodies are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be filled out by providing specific details regarding the proposed rule change, including the text of the rule, the purpose of the change, and any supporting information required by the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow SROs to seek approval for rule changes that may affect the operation of markets or the trading of securities, ensuring that they comply with SEC regulations.
What information must be reported on Form 19b-4?
Information that must be reported on Form 19b-4 includes the proposed text of the rule change, a description of the change, the reason for the change, and any analysis of its impact on market participants.
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