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This document outlines a proposed rule change by the Philadelphia Stock Exchange, detailing amendments and necessary contact information for inquiries.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain a copy of Form 19b-4 from the relevant regulatory authority's website.
02
Carefully read the instructions provided with the form to understand the required information.
03
Fill in your name and contact information in the designated sections.
04
Provide the necessary details about the transaction or information requiring the form.
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Ensure all required supporting documents are attached to the form.
06
Review your entries for accuracy and completeness.
07
Sign and date the form as required.
08
Submit the completed form to the appropriate regulatory authority by the specified deadline.
Who needs Form 19b-4?
01
Individuals or businesses engaged in specific types of transactions that require regulatory approval or notification as specified by the authority.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing required by the Securities and Exchange Commission (SEC) for self-regulatory organizations (SROs) to request approval for new rules or rule changes.
Who is required to file Form 19b-4?
Only self-regulatory organizations (SROs) such as national stock exchanges and associations are required to file Form 19b-4 when proposing new rules or amendments.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule change, including its purpose, impact, and related documentation. The form must be completed accurately and submitted to the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that the SEC has sufficient information to evaluate proposed rule changes made by SROs and to protect investors by maintaining fair and orderly markets.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, a description of its purpose, any potential impact on market participants, and details about how the change complies with the Exchange Act.
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