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This document outlines the proposed rule change relating to the Exchange's automated opening system, aiming to amend the criteria for determining the single opening price of options on the Philadelphia
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to propose changes to their rules with the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges and other entities that regulate the securities industry, are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide detailed information about the proposed rule change, including a description of the change, its purpose, relevant market data, and an analysis of the impact on market participants. The form must be completed in accordance with SEC guidelines.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to enable SROs to formally submit proposed rule changes to the SEC for review and approval to ensure that the changes comply with the relevant laws and regulations governing the securities markets.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule change, the reasons for the change, expected impact on other rules, market participants, and investors, as well as any relevant data or analyses supporting the proposal.
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