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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0287 Expires: January 31, 2005, Estimated
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SEC Form 4 is a filing with the US Securities and Exchange Commission (SEC) that records the insider transactions of company directors, officers, and beneficial owners. It is used to report changes in ownership of equity securities, including stock purchases, sales, and grants.
Any director, officer, or beneficial owner of more than 10% of a class of equity securities registered under Section 12 of the Securities Exchange Act of 1934 is required to file SEC Form 4.
To fill out SEC Form 4, you need to provide information about the reporting person, the issuer, the transaction details (such as date, type of transaction, and securities involved), and ownership before and after the transaction. The form must be filed electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of SEC Form 4 is to promote transparency and ensure that investors have access to timely and accurate information regarding the securities transactions made by insiders. It helps prevent insider trading and provides insight into the ownership structure of publicly traded companies.
SEC Form 4 requires the reporting of information such as the reporting person's name, relationship to the issuer, the date of transaction, securities involved, nature of transaction (e.g., acquisition or disposition), price per share, and the cumulative ownership of the reporting person after the transaction.
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