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Este documento es el informe inicial trimestral Form 13F de notificación presentado por los gestores institucionales, donde se reportan holdings por otros gestores.
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How to fill out form 13f-nt
How to fill out FORM 13F-NT
01
Gather required information about your institutional investment management.
02
Download FORM 13F-NT from the SEC's official website.
03
Fill out the identification section with your name, address, and other relevant details.
04
Report any changes in your investment strategy or fund structure in the appropriate section.
05
Make sure to indicate the date of the report clearly.
06
Review your completed form for accuracy and completeness.
07
Submit the form electronically through the SEC’s EDGAR system.
Who needs FORM 13F-NT?
01
Institutional investment managers who manage over $100 million in securities according to the Investment Company Act.
02
Investors who need to report changes in their investment strategies or holdings.
03
Entities that are required to comply with the reporting requirements set by the SEC.
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Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
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What is FORM 13F-NT?
FORM 13F-NT is a filing required by the U.S. Securities and Exchange Commission (SEC) from institutional investment managers to declare their holdings of certain securities.
Who is required to file FORM 13F-NT?
Institutional investment managers who exercise investment discretion over $100 million or more in securities are required to file FORM 13F-NT.
How to fill out FORM 13F-NT?
To fill out FORM 13F-NT, institutional managers must list their reportable securities, provide a summary of holdings, and include identifying information such as the manager's name and SEC file number.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to provide transparency in the securities holdings of institutional investors and to aid the SEC and the public in understanding investment trends.
What information must be reported on FORM 13F-NT?
FORM 13F-NT requires reporting of the names of issuers, class of securities, CUSIP numbers, the number of shares owned, and the fair market value of those securities.
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