Get the free SEC FORM 4

Statement of changes in beneficial ownership of securities by reporting persons based on Section 16 of the Securities Exchange Act of 1934.

How to fill out sec form 4

How to fill out SEC FORM 4

1. Obtain a copy of SEC Form 4 from the SEC website or your brokerage.
2. Fill in the reporting person's name and address.
3. Provide the relationship of the reporting person to the issuer (e.g., officer, director, 10% owner).
4. Fill out the security's title (e.g., stock, option) and the class of securities.
5. Enter the transaction date and the date of effectiveness.
6. Specify the transaction type (purchase, sale, gift, etc.).
7. List the number of shares involved in the transaction.
8. Include price per share and total amount of the transaction.
9. Report any changes in the amount of securities owned directly or indirectly.
10. Sign and date the form before submitting it to the SEC.

Who needs SEC FORM 4?

1. Corporate officers and directors of publicly traded companies
2. Major shareholders owning more than 10% of a company's stock
3. Individuals who have significant ownership stakes or insights on company operations

People Also Ask about

Is SEC Form 4 bullish?

As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.

What is SEC form n=4?

Form N-4 is to be used by (1) separate accounts that are unit investment trusts that offer variable annuity contracts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act, (2) insurance companies to register the offerings of registered index-linked annuity

What does SEC Form 4 tell you?

The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities. Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

Who is required to file Form 4S?

The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.

What is an SEC S4 filing?

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

What is SEC form s-4 used for?

SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). SEC Form S-4 is required to register any material information related to a merger or an acquisition. The form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.

Where can I get SEC Form 4?

Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.

What does SEC 4 mean?

SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

For pdfFiller’s FAQs

What is SEC FORM 4?

SEC FORM 4 is a form used by the U.S. Securities and Exchange Commission (SEC) that must be filed by corporate insiders to report their buying and selling of company stock.

Who is required to file SEC FORM 4?

Corporate insiders such as officers, directors, and beneficial owners of more than 10% of a class of a company's equity securities are required to file SEC FORM 4.

How to fill out SEC FORM 4?

SEC FORM 4 is filled out by providing information such as the insider's name, relationship to the issuer, date of the transaction, the amount and price of shares bought or sold, and the nature of the ownership.

What is the purpose of SEC FORM 4?

The purpose of SEC FORM 4 is to provide transparency in the trading activities of corporate insiders, ensuring that the market is aware of potential conflicts of interest and insider trading.

What information must be reported on SEC FORM 4?

SEC FORM 4 must report the insider's name, relationship to the company, date of transaction, number of shares bought or sold, price per share, and the nature of the ownership of the stocks (direct or indirect).