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This document is a notice report filed by institutional managers outlining their holdings as of June 30, 2009.
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How to fill out form 13f-nt
How to fill out FORM 13F-NT
01
Obtain the FORM 13F-NT from the SEC website or financial regulatory authority.
02
Fill out the header section with your name, firm name, address, and contact information.
03
Indicate the period covered by the report.
04
List all the investment companies you manage that meet the reporting threshold.
05
Provide detailed information on the investment securities held, including title, quantity, and values.
06
Include any necessary signatures confirming the accuracy of the information provided.
07
Submit the completed FORM 13F-NT to the SEC electronically through the EDGAR system.
Who needs FORM 13F-NT?
01
Institutional investment managers with discretionary authority over $100 million in securities.
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Who is required to file a Form 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F nt?
13F-NT is the 13F Notice and is used when none of your applicable securities are on the report and are on someone else's report.
What does a 13F tell you?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
How often do 13F filings come out?
The Form 13F filing deadline is 45 days after the end of each quarter.
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What is FORM 13F-NT?
FORM 13F-NT is a regulatory filing required by the Securities and Exchange Commission (SEC) in the United States, used to report the holdings of institutional investment managers.
Who is required to file FORM 13F-NT?
Institutional investment managers who manage over $100 million in assets are required to file FORM 13F-NT.
How to fill out FORM 13F-NT?
To fill out FORM 13F-NT, institutional managers need to provide their identifying information, the names of securities they hold, and the value of those holdings as of the end of the reporting period.
What is the purpose of FORM 13F-NT?
The purpose of FORM 13F-NT is to provide transparency in the holdings of large institutional investors, allowing regulators and the public to monitor investment activities and market trends.
What information must be reported on FORM 13F-NT?
FORM 13F-NT requires the reporting of information such as the institutional manager's name, the title of the securities, the CUSIP numbers, and the value of the holdings.
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