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This document outlines the proposed rule change related to fees applicable to the Competitive Liquidity Provider Program of the Exchange, as filed with the SEC.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) are required to file Form 19b-4 when they propose changes to their rules that affect their operations or the trading of securities.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed information about the proposed rule change, including the text of the rule, the purpose of the change, and any relevant supporting documents.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight by allowing the SEC to review and approve proposed rule changes by SROs before they can be implemented.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the proposed rule change, the reasons for the change, any associated cost-benefit analysis, and the impact on market participants.
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