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OMB APPROVAL 1 OMB Number: 3235-0049 Expires: February 28, 2011, Estimated average burden hours per response 4.07 FORM ADV Uniform Application for Investment Adviser Registration Part II Page 1 Name

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What is pia form adv part?

Pia Form ADV Part is a form filed by investment advisers with the Securities and Exchange Commission (SEC) as part of their registration process. It provides information about the adviser's business, services, fees, and disciplinary history.

Who is required to file pia form adv part?

Investment advisers who meet certain thresholds must file Pia Form ADV Part. These thresholds include managing a certain amount of assets and providing advisory services to a certain number of clients.

How to fill out pia form adv part?

Pia Form ADV Part can be filled out online using the Investment Adviser Registration Depository (IARD) system. The form requires providing detailed information about the adviser's background, business practices, and client relationships.

What is the purpose of pia form adv part?

The purpose of Pia Form ADV Part is to provide transparency and disclosure to the SEC and clients regarding the activities and operations of investment advisers. It helps investors make informed decisions about their investments.

What information must be reported on pia form adv part?

Pia Form ADV Part requires reporting information such as the adviser's ownership, control persons, services offered, fees charged, compensation, disciplinary history, conflicts of interest, and affiliations.

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