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OMB APPROVAL OMB Number: 3235-0049 February 28, 2011, Expires: Estimated Average burden Hours per response..........4.07 FORM ADV Uniform Application for Investment Adviser Registration Part II Page
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The name of the investment adviser refers to the legal name or business name of the entity providing investment advice.
Any entity or individual that is registered or required to be registered as an investment adviser with the relevant regulatory authority is required to file the name of the investment adviser.
To fill out the name of the investment adviser, you will need to provide the legal name or business name of the entity or individual providing investment advice. This information should be accurately and clearly stated in the designated section of the filing form.
The purpose of providing the name of the investment adviser is to ensure transparency and clarity in the investment advisory industry. It allows investors and regulatory authorities to identify and distinguish different investment advisers.
The information that must be reported on the name of the investment adviser includes the legal name or business name of the entity or individual providing investment advice. Additional information may be required depending on the jurisdiction or regulatory requirements.
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