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This document is a registration statement filed with the Securities and Exchange Commission to register the offer and sale of Fixed Rate Cumulative Perpetual Preferred Stock, Series A and warrants

How to fill out s-3 registration statement

How to fill out S-3 Registration Statement

1. Obtain the correct form: Download the S-3 Registration Statement form from the SEC's website.
2. Review eligibility: Ensure that your company meets the eligibility requirements for using Form S-3.
3. Fill out the basic information section: Include your company's name, address, and contact information.
4. Describe the securities: Clearly outline the type of securities you plan to register using Form S-3.
5. Include financial information: Provide required financial information, including recent financial statements and any material changes since the last filing.
6. Check for required disclosures: Include any necessary disclosures about risks and material information.
7. Review and revise: Ensure that all information is accurate and complies with SEC regulations.
8. Submit the registration statement: File the completed form online through the SEC's EDGAR system.

Who needs S-3 Registration Statement?

1. Companies that have a public float of at least $75 million and meet other SEC requirements, allowing them to streamline the registration process for securities offerings.
2. Generally, established companies with a strong financial history looking to raise capital quickly.

People Also Ask about

What is a Form S-3 resale registration statement?

Form S-3 is a simplified security registration form utilized by businesses that have already met other reporting requirements. The form registers securities with the SEC under the Securities Act of 1933 for U.S.-based companies only.

What is the difference between an S-1 and S3?

Form S-1 is often more detailed and time-consuming, as it is used by companies going public for the first time. Form S-3 can be filed by companies that have already met the SEC's reporting requirements, leading to a quicker SEC review process.

What is the difference between s1 and s3 registration statement?

A Form S-3 is completed by businesses that have previously filed statements with the SEC for public offerings. It isn't as comprehensive as Form S-1 but still requires a high level of detail. Only companies that meet certain criteria are eligible to file an S-3: It must have a public float of at least $75 million.

What is a SEC registration statement?

A registration statement is a document providing qualitative and quantitative information to investors that issuers must file with the Securities and Exchange Commission (SEC) in order to publicly offer securities .

Why do companies file S3?

By filing a Form S-3, a company provides vital facts regarding the business which is used to assist investors with forming their investment decisions. The form is generally used for offerings regarding the sale of preferred and common stock shares.

What is the difference between S-1 and s3 filing?

One of the principal differences between Form S-3 and Form S-1 is that prospectus disclosure in Form S-3 is largely based on information that is incorporated by reference from previously filed Exchange Act reports and the prospectus is kept current through the automatic incorporation by reference of future Exchange Act

What is SEC form 3 used for?

Form 3 is a document that a company insider or major shareholder must file with the SEC. The information provided on the form is meant to disclose the holdings of directors, officers, and beneficial owners of registered companies and becomes public record.

What is an S-1 registration statement?

Form S-1 is the registration statement that the Securities and Exchange Commission (SEC) requires domestic issuers to file in order to publicly offer new securities . That is, issuers file S-1s for initial public offerings (IPOs) and follow-on offerings of new securities.

For pdfFiller’s FAQs

What is S-3 Registration Statement?

The S-3 Registration Statement is a simplified registration form that certain eligible companies can use to register securities with the Securities and Exchange Commission (SEC) under the Securities Act of 1933.

Who is required to file S-3 Registration Statement?

Companies must meet specific requirements to file Form S-3, such as being a public company for at least 12 months and having a public float of at least $75 million.

How to fill out S-3 Registration Statement?

To fill out the S-3 Registration Statement, a company must complete the form by providing necessary details about the issuer, the securities being registered, and financial information, ensuring compliance with SEC rules.

What is the purpose of S-3 Registration Statement?

The purpose of the S-3 Registration Statement is to facilitate a more efficient process for eligible companies to register securities, allowing them to access the capital markets quicker.

What information must be reported on S-3 Registration Statement?

Form S-3 requires reporting of company details, the type of securities offered, financial statements, risk factors, and any relevant business information that investors should know.