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OMB APPROVAL 1 OMB Number: 3235-0049 Expires: February 28, 2011, Estimated average burden hours per response 4.07 FORM ADV Uniform Application for Investment Adviser Registration Part II Page 1 Name

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What is pia form adv part?

The PIA Form ADV Part is a document required by the Securities and Exchange Commission (SEC) that provides detailed information about an investment advisor's business, services, and fees.

Who is required to file pia form adv part?

Investment advisors that are registered with the SEC or state regulators are required to file Form ADV Part.

How to fill out pia form adv part?

To fill out Form ADV Part, advisors must provide information about their firm, including business structure, ownership, clients, services offered, fees, and any disciplinary history.

What is the purpose of pia form adv part?

The purpose of Form ADV Part is to inform clients about an advisor’s qualifications, business practices, and potential conflicts of interest.

What information must be reported on pia form adv part?

Form ADV Part requires reporting information regarding the advisory firm’s ownership, services, fees, and disciplinary history, as well as the qualifications of the advisors.

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