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The Exchange is proposing to amend its Fee and Rebate Schedule issued pursuant to Rule 16.1(c) to adjust the liquidity adding rebate for securities priced under one dollar.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant regulatory authority or website.
02
Read the instructions carefully to understand the requirements.
03
Fill out the personal information section, including your name, address, and contact details.
04
Provide details of the transaction or activity relevant to the form.
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Include any necessary supporting documentation as required.
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Review the form for accuracy and completeness.
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Sign and date the form at the designated section.
08
Submit the form according to the specified submission guidelines, either electronically or by mail.
Who needs Form 19b-4?
01
Individuals or entities involved in securities transactions.
02
Firms required to report specific regulatory information to the authorities.
03
Compliance officers and legal teams managing regulatory documentation.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a form used by self-regulatory organizations (SROs) to file proposed rule changes with the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other regulatory bodies are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule changes, including the text of the rule changes, the effective date, and a statement of the purpose and statutory basis for the changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and facilitate regulatory oversight of proposed rule changes by SROs, ensuring they comply with federal securities laws.
What information must be reported on Form 19b-4?
The information that must be reported on Form 19b-4 includes the full text of the proposed rule change, a description of the proposed changes, a statement of the purpose, the statutory basis, and any relevant supporting materials.
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