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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K* Annual Report Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934 For the fiscal year ended December 31, 1999,
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Form secur is a form that is used to report security-based swap transaction data to the Securities and Exchange Commission (SEC).
Entities that are involved in security-based swap transactions are required to file form secur. This includes security-based swap dealers, security-based swap execution facilities, and certain other parties.
Form secur can be filled out electronically using the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. The form requires the reporting of various information such as the parties involved in the transaction, the terms of the swap, and other pertinent details.
The purpose of form secur is to provide transparency and regulatory oversight of the security-based swap market. The SEC uses the information reported on the form to monitor and assess risks in the market.
Form secur requires the reporting of information such as the parties to the transaction, the terms and pricing of the swap, the underlying reference assets, and any related documentation.
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