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This document is used to report changes in beneficial ownership of securities, filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 and related regulations.
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How to fill out FORM 4/A
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Obtain FORM 4/A from the relevant authority or website.
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Provide any required identification numbers or documents as specified.
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People Also Ask about
What is a Form 4 in Canada?
Introduction. A Provincial Court Financial Statement (Form 4) is a document that tells the judge about your income, expenses, assets, and debts. Family cases in the Early Resolution registries follow different procedures. See Early Resolution registries for more information.
What does Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is Form 4 used for?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Is Form 4 mandatory?
Form 4 is required to be filed within 30 days of any change in the constitution of the LLP, such as the appointment of a new partner, the resignation of a partner, or a change in the name, address, or designation of a partner. This form also needs to be filed if there is a change in the designated partner of the LLP.
What is the Form 4 for?
Form 4 - Application for Tax Paid Transfer and Registration of Firearm (ATF Form 5320.4) Application for tax paid transfer and registration of firearm used to request approval to transfer a National Firearms Act (NFA) firearm subject to transfer tax liability.
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What is FORM 4/A?
FORM 4/A is a regulatory filing used by certain individuals to report changes in their ownership of a company's securities, including stock options and other financial instruments.
Who is required to file FORM 4/A?
Insiders of a public company, including executives, directors, and significant shareholders (typically those owning more than 10% of a company's stock) are required to file FORM 4/A.
How to fill out FORM 4/A?
To fill out FORM 4/A, insiders must provide details such as their name, relationship to the company, the securities bought or sold, the transaction date, and the price per share. It's important to follow the guidelines provided by the regulatory body.
What is the purpose of FORM 4/A?
The purpose of FORM 4/A is to provide transparency in the trading of company securities by insiders, thereby ensuring that the public has access to information about potential conflicts of interest and insider trading.
What information must be reported on FORM 4/A?
The information that must be reported on FORM 4/A includes the insider's name, relationship to the company, the date of the transaction, the number of shares bought or sold, the price per share, and the total amount of securities owned after the transaction.
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