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This document is used to report changes in the beneficial ownership of securities by reporting persons, including transactions involving the purchase and sale of stocks, as mandated by SEC regulations.
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How to fill out sec form 4

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How to fill out SEC Form 4

01
Obtain the SEC Form 4 from the SEC website or your broker's platform.
02
Fill in the name of the reporting person, including their title and relationship to the issuer.
03
Specify the date of the transaction in the 'Date of Transaction' field.
04
Indicate the number of shares gained or lost in the transaction in the 'Amount of Securities' section.
05
Provide the price per share paid or received in the 'Price of Security' field.
06
Include the total principal amount of any conversion or exercise in the applicable section.
07
Check boxes if the transaction was not conducted in the open market or if it is a multi-part transaction.
08
Review the form for accuracy before signing it.
09
Submit the completed SEC Form 4 electronically via the EDGAR system within two business days of the transaction.

Who needs SEC Form 4?

01
Officers and directors of public companies
02
Shareholders with more than 10% ownership
03
Any individual involved in a transaction involving the securities of a company
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People Also Ask about

Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
Form 4 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
The main difference between Form S-3 and Form S-4 lies in their eligibility criteria. Form S-3 is designed for companies that meet certain eligibility requirements, such as having a sufficient public float and a history of timely SEC filings.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
Form N-4 is made to register securities under the Securities Act and securities are sold to the. public, registration fees must be paid on an ongoing basis after the end of the Registrant's fiscal.
The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers. The form must be filed regardless of the underlying purpose of the merger.
As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal.

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SEC Form 4 is a filing required by the U.S. Securities and Exchange Commission (SEC) that must be submitted by corporate insiders to report their transactions in the company's securities, including purchases, sales, and other dealings with stocks.
Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4 to report their transactions in the company's securities.
To fill out SEC Form 4, insiders must provide details including their name, relationship to the company, transaction date, transaction type (purchase, sale, etc.), number of shares involved, price, and ownership form. The form must be submitted electronically through the SEC's EDGAR system.
The purpose of SEC Form 4 is to ensure transparency in the trading activities of corporate insiders and to provide investors with timely information regarding changes in ownership that may impact stock value and market perception.
SEC Form 4 must report the insider's name, title, relationship to the issuer, transaction date, transaction type, number of securities involved, price per share, and the ownership type (direct or indirect).
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