Get the free FORM 10-Q

This document is a quarterly report for Pinnacle West Capital Corporation for the period ending March 31, 1994, detailing financial performance, changes in assets and liabilities, and operational

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain FORM 10-Q from the SEC's EDGAR database or your company's investor relations page.
2. Review the instructions and guidelines provided for completing the form.
3. Fill out the cover page, including basic information about the company, fiscal quarter, and year.
4. Complete Part I by providing unaudited financial statements, including the balance sheet, income statement, and cash flow statement.
5. Verify the segment information if applicable, detailing financial performance by business segments.
6. In Part II, address any management discussion and analysis required, discussing significant events and trends.
7. Include disclosures about risk factors, market risk, and any changes in accounting principles.
8. Ensure compliance with the Sarbanes-Oxley Act by including internal controls information.
9. Review and verify all information for accuracy.
10. File FORM 10-Q electronically with the SEC through EDGAR and provide copies to shareholders.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q quarterly.
2. Investors and analysts seeking to evaluate a company's financial health and performance need FORM 10-Q.
3. Regulatory bodies, such as the SEC, require FORM 10-Q to monitor compliance with financial regulations.
4. Stakeholders, including creditors and financial institutions, may request FORM 10-Q for lending and investment purposes.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a comprehensive report that public companies must file with the U.S. Securities and Exchange Commission (SEC) on a quarterly basis. It provides a continuing view of a company's financial position during the year.

Who is required to file FORM 10-Q?

Public companies that are registered with the SEC are required to file FORM 10-Q. This includes companies listed on stock exchanges and those that have more than $10 million in assets and 500 or more shareholders.

How to fill out FORM 10-Q?

To fill out FORM 10-Q, a company needs to compile its financial statements for the quarter, including the balance sheet, income statement, and cash flow statement. Additionally, it must provide management's discussion and analysis, and disclose any ongoing legal proceedings and risk factors.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and the public with updated financial information about a company's performance and operational status on a quarterly basis. It helps maintain transparency and informs stakeholders about any significant changes.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements, management's discussion and analysis of financial condition, disclosures related to market risk, legal proceedings, and any material changes in the company's operations or financial conditions since the last filing.