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ROMANIA Informative Bulletin Year 13, No. 3 (51), 3rd quarter of 2011 National Agency for Medicines and Medical Devices Minister of Health Orders Decisions of the NAMED Scientific Council Medicinal

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What is rom nia?

ROM NIA stands for Report of Marketable Securities and CERT (Certificate of Compliance). It is a report required by the Securities and Exchange Commission (SEC) that includes information on marketable securities and the certifications of compliance with SEC rules and regulations.

Who is required to file rom nia?

All entities that are registered with the SEC as brokers, dealers, or municipal securities dealers are required to file ROM NIA.

How to fill out rom nia?

ROM NIA must be filled out electronically through the SEC's EDGAR system. Detailed instructions and guidelines for filling out the report can be found on the SEC's website.

What is the purpose of rom nia?

The purpose of ROM NIA is to provide the SEC with information on marketable securities held by brokers, dealers, and municipal securities dealers, and to ensure compliance with SEC rules and regulations.

What information must be reported on rom nia?

ROM NIA requires the reporting of detailed information on marketable securities, including the names of the securities, their CUSIP numbers, transaction details, and information on compliance with SEC rules and regulations.

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