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This document is an application form for renewing a license to conduct the business of a unit trust or mutual fund, detailing various required information such as the name of the trust, addresses,
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How to fill out application for form renewal
How to fill out APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND
01
Obtain the APPLICATION FOR THE RENEWAL OF A LICENCE form from the regulatory authority or their website.
02
Fill in the required information, including the name of the unit trust or mutual fund and details of the principal office.
03
Provide information about the current directors, managers, and any changes since the last application.
04
Attach the necessary supporting documents such as financial statements, audits, and compliance certificates.
05
Review the form for accuracy and completeness before submission.
06
Submit the completed application form along with the required fee to the appropriate regulatory authority.
Who needs APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
01
Any company or entity that is currently licensed to conduct business as a unit trust or mutual fund and wishes to renew their license.
02
Financial institutions that manage collective investment schemes requiring a valid license to operate legally.
03
Organizations that have undergone changes in management or structure and must ensure their licenses are updated accordingly.
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People Also Ask about
Who regulates unit investment trusts?
A UIT is registered with the Securities and Exchange Commission under the Investment Company Act of 1940 and is classified as an investment company. UITs are assembled by a sponsor and sold through brokerage firms to investors.
Who manages unit trusts?
Unit trusts are managed by professional portfolio managers on an investor's behalf. Easy and affordable to access: given the large number of investors in one fund, the minimum investment per investor can be as low as R500. Each fund will stipulate a minimum requirement.
Who controls a unit trust?
The trustee is the legal owner of trust's property. This means that trustee's name should appear on all ownership documents, such as shares, managed funds, property etc. However, this ownership of asset is not in their “own benefit”, but as a beneficial owner, on behalf of the trust.
How do I set up a unit trust fund?
Steps in setting up a Unit Trust Choosing Roles in a Unit Trust. Preparing the Trust Deed & necessary documentation. Settling Your Trust. Shareholders and Unitholders Agreement. Registering the bare trust with the relevant authorities. Operating your Trust.
Who creates and cancels the units of a unit trust?
(1) The depositary of a unit trust shall create or cancel units in ance with the conditions laid down in the trust deed and on receipt of a written instruction from the management company.
Who regulates unit trusts?
An AUT (or authorised unit trust scheme) is a unit trust scheme which is authorised by the FCA by making an authorisation order. Under section 237 of the Act (Other definitions), a unit trust scheme is a collective investment scheme under which the property is held on trust for the participants by the trustee.
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What is APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
It is a formal request submitted to the regulatory authority to renew the license allowing an entity to operate a unit trust or mutual fund, ensuring compliance with applicable laws and regulations.
Who is required to file APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
Entities that currently hold a license to conduct business as a unit trust or mutual fund and wish to continue their operations are required to file this application.
How to fill out APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
The application must be filled out by providing accurate information about the entity, its financial status, compliance with regulations, and any updates since the last license was issued. Detailed instructions are typically provided by the regulatory authority.
What is the purpose of APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
The purpose is to ensure that the entity continues to meet the necessary requirements and operates in a manner that safeguards the interests of investors while adhering to legal and regulatory standards.
What information must be reported on APPLICATION FOR THE RENEWAL OF A LICENCE TO CONDUCT THE BUSINESS OF A UNIT TRUST OR MUTUAL FUND?
The application typically requires information such as the entity's financial statements, management details, changes in ownership or structure, compliance records, and details of any significant operational changes since the last renewal.
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