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This document is a proposed rule change to add seventy-five options classes to the Penny Pilot Program effective August 2, 2010, under the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing submitted to the Securities and Exchange Commission (SEC) by self-regulatory organizations (SROs) to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as stock exchanges, are required to file Form 19b-4 when they wish to amend their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must provide detailed information about the proposed rule change, including the rationale, impact, and any supporting data.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and compliance with securities regulations by allowing the SEC to review proposed changes to SRO rules.
What information must be reported on Form 19b-4?
Form 19b-4 must include the text of the proposed rule change, a description of the change, the purpose of the change, and an analysis of its impact on investors and the market.
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