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This document outlines a proposed rule change related to the fee schedule for BATS Exchange, effective October 3, 2011. It details amendments to fees and includes contact information for inquiries.
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Who needs SR-BATS-2011-044?
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Individuals or entities involved in activities regulated by the relevant authority requiring SR-BATS-2011-044 for compliance.
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Participants in securities or financial markets who must report certain information as per the regulatory requirements.
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What is SR-BATS-2011-044?
SR-BATS-2011-044 is a regulatory filing related to the activities of BATS Exchange, which aims to provide transparency and oversight related to trading activities.
Who is required to file SR-BATS-2011-044?
Entities that participate in trading on the BATS Exchange are required to file SR-BATS-2011-044.
How to fill out SR-BATS-2011-044?
To fill out SR-BATS-2011-044, follow the guidelines provided by the BATS Exchange, ensuring that all required fields are completed with accurate trading data as specified.
What is the purpose of SR-BATS-2011-044?
The purpose of SR-BATS-2011-044 is to enhance market integrity and protect investors by ensuring that trading information is accurately reported.
What information must be reported on SR-BATS-2011-044?
Information required to be reported on SR-BATS-2011-044 includes transaction details, trade dates, volumes, prices, and other pertinent trading data specific to BATS Exchange activities.
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