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This document details a proposed rule change by BATS Exchange to extend a pilot program related to Rule 11.17 concerning Clearly Erroneous Executions, providing necessary contact details and procedural
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing used by self-regulatory organizations (SROs) in the securities industry to propose changes to their rules or practices.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges must file Form 19b-4 when they wish to change their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide details about the proposed rule changes, including the text of the changes, the purpose, and any relevant supporting information.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency in the regulatory process and to allow the Securities and Exchange Commission (SEC) to review proposed changes made by SROs.
What information must be reported on Form 19b-4?
Form 19b-4 requires reporting the proposed rule language, the reason for the change, the impact on members and public interest, and compliance with relevant laws and regulations.
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