Get the free Sponsored Access Agreement - sec

This Agreement outlines the terms under which a Sponsored User may access the MIAX System through a Sponsoring Member, including regulatory compliance and responsibilities.

How to fill out sponsored access agreement

How to fill out Sponsored Access Agreement

1. Start by downloading the Sponsored Access Agreement template from the official website.
2. Fill in the section for personal information, including the name and contact details of the sponsor.
3. Provide details about the sponsored entity, including its name, address, and contact information.
4. Clearly outline the scope of the sponsorship, specifying what access is being granted.
5. Include any relevant terms and conditions associated with the sponsored access.
6. Review the agreement for completeness and accuracy.
7. Have both parties sign and date the agreement.
8. Make copies for both the sponsor and the sponsored entity for their records.

Who needs Sponsored Access Agreement?

1. Businesses looking to grant access to their resources or services to another entity.
2. Individuals or organizations needing to formalize a sponsorship arrangement.
3. Any entities engaged in collaborations that require defined access permissions.

People Also Ask about

What does "sponsored access" mean?

The Sponsored Access (SA) service provides market participants' clients with a direct technical connection to the RULEMATCH trading venue through their own gateway, such as FIX or OUCH, enabling them to transmit orders electronically and directly without routing them through the participant's internal electronic

What is sponsored access in trading?

Sponsored Access (SA) means an arrangement through which a participant of the Exchange facilitate sub- mission of client orders to the Exchange by permitting clients to transmit orders electronically and directly to the Exchange under the participant's member ID without the orders being routed through the partici-

What does sponsored mean above a website?

Sponsored post, also known as a promoted post, is a post to any community-driven notification-oriented website which is explicitly sponsored as an advertisement by a particular company in order to draw a large amount of popularity through user promotion and moderation to the most active or most viewed page on the

What is the difference between DMA and sponsored access?

Direct Market Access vs Sponsored Access Sponsored access is provided by broker-dealers, allowing their clients to trade directly on an exchange, while DMA involves traders using their MPID for direct market access.

What does sponsored mean on the Internet?

A sponsored post is a form of social media, blog, video, or traditional media piece of posted content that a brand pays for to reach its key target audience online.

For pdfFiller’s FAQs

What is Sponsored Access Agreement?

A Sponsored Access Agreement is a contractual arrangement that allows a client to access a broker's trading infrastructure, enabling them to execute trades directly on the exchange, while the broker retains responsibility for regulatory compliance.

Who is required to file Sponsored Access Agreement?

Typically, broker-dealers are required to file a Sponsored Access Agreement with exchanges for their clients who intend to trade directly on the exchange using the broker's infrastructure.

How to fill out Sponsored Access Agreement?

To fill out a Sponsored Access Agreement, one must provide necessary details such as the client’s information, trading permissions, risk management protocols, and the broker's compliance requirements, ensuring all parties involved understand their responsibilities.

What is the purpose of Sponsored Access Agreement?

The purpose of a Sponsored Access Agreement is to outline the terms under which a client can access and trade on an exchange through a broker, while ensuring that both parties comply with regulatory obligations and manage trading risks effectively.

What information must be reported on Sponsored Access Agreement?

The information reported on a Sponsored Access Agreement typically includes the client's identity, trading limits, risk management processes, the broker's contact details, and various compliance acknowledgments relevant to trading activities.