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SRBATS2012014 Exhibit 5-Page 17 of 21 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets. THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BATS GLOBAL
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BATS - SEC.gov is an acronym for Business Activity Tracking System - Securities and Exchange Commission. It is a system used by the SEC to track and monitor the business activities of companies and individuals, particularly those related to securities and financial markets.
Companies and individuals that are registered with the SEC and engage in activities related to securities and financial markets are required to file reports and information on BATS - SEC.gov.
To fill out bats - secgov, registered companies and individuals can access the system through the SEC's online portal and follow the instructions provided. They need to provide accurate and complete information regarding their business activities and comply with the SEC's reporting requirements.
The purpose of BATS - SEC.gov is to enable the SEC to monitor and regulate the activities of companies and individuals in the securities and financial markets. It helps to ensure compliance with securities laws and regulations, detect potential violations, and protect investors' interests.
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