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This document serves as a certificate by the officers of Illinois Tool Works Inc. certifying the terms and form of 3.900% Notes due 2042, including details on interest rates, payment schedules, and
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What is Exhibit 4.1?
Exhibit 4.1 is a document that provides details about specific equity compensation plans and arrangements as required by the Securities and Exchange Commission (SEC) for companies to disclose in their registration statements.
Who is required to file Exhibit 4.1?
Public companies that register securities with the SEC are required to file Exhibit 4.1 as part of their registration statements, especially if they have equity compensation plans.
How to fill out Exhibit 4.1?
To fill out Exhibit 4.1, companies must provide comprehensive information about the equity compensation plans, including the type of securities offered, the terms of the plans, eligibility criteria, and any potential dilutive effects on existing shareholders.
What is the purpose of Exhibit 4.1?
The purpose of Exhibit 4.1 is to ensure transparency in the reporting of equity compensation plans, helping investors understand the terms and potential impact of such plans on company equity and shareholder interests.
What information must be reported on Exhibit 4.1?
Exhibit 4.1 must report information including the number of shares authorized under each plan, the number of shares reserved for issuance, the type of awards granted, options or restricted stock, terms and conditions of the awards, and any alternatives or adjustments for changes in capital structure.
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