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MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC
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Statutory Disqualification Notice
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Pursuant to the Securities Exchange Act of 1934, as amended (the Act) and Miami International Securities
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Exchange,
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What is statutory disqualification notice notice?
A statutory disqualification notice notice is a formal notification that must be filed by individuals who have been disqualified for certain activities or professions due to legal or regulatory reasons.
Who is required to file statutory disqualification notice notice?
Individuals who have been disqualified for certain activities or professions are required to file the statutory disqualification notice notice.
How to fill out statutory disqualification notice notice?
To fill out the statutory disqualification notice notice, the individual must provide the required information specified in the notice and follow any instructions provided by the relevant regulatory authority.
What is the purpose of statutory disqualification notice notice?
The purpose of the statutory disqualification notice notice is to inform the relevant regulatory authority about an individual's disqualification status and to ensure compliance with legal or regulatory requirements.
What information must be reported on statutory disqualification notice notice?
The statutory disqualification notice notice typically requires the reporting of personal identification information, details of the disqualification, the relevant regulatory authority's information, and any supporting documentation as specified in the notice.
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