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This document is a filing with the SEC reporting the holdings of institutional investment managers as of December 31, 2005. It provides information about the manager and the reporting period.
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How to fill out form 13f - sec
How to fill out FORM 13F
01
Obtain the latest version of FORM 13F.
02
Fill in the reporting person’s details, including name and address.
03
Indicate the date of the report.
04
List each security's name, title of class, CUSIP number, and number of shares owned.
05
Report the investment discretion and whether it is shared or sole.
06
Total the value of securities held in line 13F.
07
Ensure all entries align with the SEC's requirements.
08
Review the completed form for accuracy.
09
Submit FORM 13F electronically via the SEC's EDGAR system.
Who needs FORM 13F?
01
Investment managers who manage more than $100 million in qualifying securities.
02
Hedge funds and institutional investment managers.
03
Entities that must report their investment holdings to comply with SEC regulations.
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People Also Ask about
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
What triggers a 13F filing?
If your discretionary 13F securities exceed $100 million at any month-end, you must begin filing with the Q4 Form 13F of that same calendar year. You must continue filing at least through the third quarter of the following year, even if your qualifying assets dip below $100 million during that time.
What is Form 13F used for?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
Who is required to submit a 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F used for?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What are the requirements for Rule 13F-2?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
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What is FORM 13F?
FORM 13F is a quarterly report that institutional investment managers must file with the U.S. Securities and Exchange Commission (SEC). It discloses the managers' equity holdings and provides insights into their investment strategies.
Who is required to file FORM 13F?
Institutional investment managers who manage over $100 million in assets are required to file FORM 13F with the SEC.
How to fill out FORM 13F?
To fill out FORM 13F, institutional investment managers must list their equity securities holdings, including the name of the issuer, the class of securities, the value of the shares, and the number of shares owned as of the filing date.
What is the purpose of FORM 13F?
The purpose of FORM 13F is to provide transparency in the financial markets by allowing the SEC and the public to see the investment positions of large institutional investors.
What information must be reported on FORM 13F?
FORM 13F must report information such as the name of each issuer, the class of the equity securities, the value of the securities, and the number of shares owned by the investment manager, among other relevant details.
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