Get the free FORM 10-Q - sec

This document is a quarterly report of R. R. Donnelley & Sons Company for the period ending June 30, 2000, providing financial statements, management discussions, and other pertinent information required

How to fill out form 10-q - sec

How to fill out FORM 10-Q

1. Gather financial data for the reporting period, including income statement, balance sheet, and cash flow statement.
2. Review the instructions for FORM 10-Q on the SEC website to understand the required sections and disclosures.
3. Complete the cover page with basic information including the company name, fiscal period, and contact details.
4. Fill out the financial statements, ensuring they are prepared in accordance with GAAP (Generally Accepted Accounting Principles).
5. Provide management's discussion and analysis (MD&A) of financial condition and results of operations.
6. Include any legal proceedings or risk factors that could impact the company.
7. Review and complete any required exhibits and schedules.
8. Have the document reviewed by legal and financial advisors for accuracy and compliance.
9. File the FORM 10-Q electronically through EDGAR (Electronic Data Gathering, Analysis, and Retrieval system).

Who needs FORM 10-Q?

1. Publicly traded companies are required to file FORM 10-Q quarterly to provide regular updates on their financial performance.
2. Investors and analysts use FORM 10-Q to assess a company's financial health and make informed investment decisions.
3. Regulators such as the SEC require it to ensure transparency and compliance in the financial reporting of public companies.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a comprehensive report that publicly traded companies in the United States must file with the Securities and Exchange Commission (SEC) on a quarterly basis. It provides a continuous view of the company's financial condition and results of operations.

Who is required to file FORM 10-Q?

All publicly traded companies in the United States, including foreign companies that are publicly traded on U.S. exchanges, are required to file FORM 10-Q quarterly with the SEC.

How to fill out FORM 10-Q?

FORM 10-Q must be filled out using SEC's prescribed format and includes sections for financial statements, management's discussion and analysis, and disclosures about market risks. Companies should ensure that the information is accurate and complies with SEC regulations.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and the public with updated financial information regarding a company's performance and operations on a quarterly basis, ensuring transparency and informed investment decisions.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements (including balance sheets, income statements, and cash flow statements), management's discussion and analysis of financial conditions and results, disclosures about market risks, and other information relevant to shareholders and investors.