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File No. 70-10175 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM U-1 APPLICATION-DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 AGL
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The SEC Form U-1 is a form filed with the U.S. Securities and Exchange Commission (SEC) by certain state-regulated public utility holding companies seeking exemption from registering as a holding company under the Public Utility Holding Company Act of 1935 (PUHCA).
State-regulated public utility holding companies are required to file SEC Form U-1 if they seek exemption from registering as a holding company under the Public Utility Holding Company Act of 1935 (PUHCA).
To fill out SEC Form U-1, the state-regulated public utility holding company must provide relevant information about its ownership, control, and operations. The form can be obtained from the SEC's website and must be submitted electronically through the SEC's EDGAR system.
The purpose of SEC Form U-1 is to provide state-regulated public utility holding companies the opportunity to seek exemption from registering as a holding company under PUHCA, subject to the approval of the SEC. This form helps the SEC assess the company's compliance with applicable regulations and determine whether an exemption is warranted.
SEC Form U-1 requires the reporting of various information, including but not limited to: the name and address of the holding company; information about the company's organizational structure; details of its subsidiaries, affiliates, and other holding companies; information about the company's utility operations; information about its control relationships; and details of any actions or proceedings related to PUHCA compliance.
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