Get the free FORM 10-Q - sec

This document is a quarterly report filed by Competitive Technologies, Inc. with the SEC, detailing its financial performance for the quarter ending October 31, 2008. It includes financial statements,

How to fill out form 10-q - sec

How to fill out FORM 10-Q

1. Ensure you have the correct accounting period for the quarterly report.
2. Gather financial statements, including the balance sheet and income statement.
3. Fill out the cover page with the company's information and the relevant quarter.
4. Complete Part I: Financial Information, detailing financial performance and position.
5. Include management's discussion and analysis in Part II: Other Information.
6. Review and complete any required disclosures in the notes to the financial statements.
7. Check compliance with SEC regulations for electronic filings.
8. Submit the completed FORM 10-Q electronically through the SEC's EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q.
2. Investors and analysts use FORM 10-Q to assess a company's financial health.
3. Regulatory bodies, such as the SEC, require FORM 10-Q for compliance purposes.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report filed by publicly traded companies to provide shareholders and the SEC with an update on the company's financial performance, including its income, expenses, and overall financial health.

Who is required to file FORM 10-Q?

All publicly traded companies in the United States that are subject to the reporting requirements of the Securities Exchange Act of 1934 are required to file FORM 10-Q.

How to fill out FORM 10-Q?

To fill out FORM 10-Q, companies must include unaudited financial statements, management's discussion and analysis (MD&A), disclosures about market risk, and other required information. The report should be completed in accordance with the guidelines set by the SEC.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide continuous disclosure of a company's financial performance and material changes in its business between annual reports, ensuring that investors have access to timely information.

What information must be reported on FORM 10-Q?

FORM 10-Q must report unaudited financial statements, management's discussion and analysis of financial condition and results of operations, disclosures about changes in the company's internal control over financial reporting, and other relevant disclosures.