Get the free FORM 10-Q - sec

This document is a quarterly report filed by PHL Variable Insurance Company, providing financial statements and comprehensive details about the company's performance for the quarter ended March 31,

How to fill out form 10-q - sec

How to fill out FORM 10-Q

1. Obtain the latest Form 10-Q from the SEC website or your company’s investor relations page.
2. Gather necessary financial documents, such as balance sheets, income statements, and cash flow statements.
3. Complete Item 1: Financial Statements, including quarterly financial data.
4. Fill out Item 2: Management's Discussion and Analysis of Financial Condition and Results of Operations.
5. Include Item 3: Quantitative and Qualitative Disclosures About Market Risk, if applicable.
6. Complete Item 4: Controls and Procedures, discussing internal controls over financial reporting.
7. Provide Item 5: Other Information, disclosing any other relevant company information.
8. Finalize Item 6: Exhibits and Signatures, ensuring all required signatures are present.
9. Review for compliance with SEC regulations before submission.
10. File the completed Form 10-Q electronically with the SEC using EDGAR.

Who needs FORM 10-Q?

1. Publicly traded companies are required to file Form 10-Q quarterly to provide shareholders with updated financial information.
2. Investors and analysts who follow the company's performance use Form 10-Q to make informed investment decisions.
3. Regulatory bodies, such as the SEC, use Form 10-Q to monitor compliance with securities laws.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report that publicly traded companies in the U.S. are required to file with the Securities and Exchange Commission (SEC) to disclose their financial performance.

Who is required to file FORM 10-Q?

All publicly traded companies in the U.S. must file FORM 10-Q, except for smaller reporting companies and foreign companies that file under different regulations.

How to fill out FORM 10-Q?

FORM 10-Q should be filled out by including unaudited financial statements, management's discussion and analysis (MD&A), and disclosures about market risk, among other required sections.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and the SEC with ongoing financial information about a company's performance and to ensure transparency in the financial markets.

What information must be reported on FORM 10-Q?

FORM 10-Q must report key financial statements, including the balance sheet, income statement, and cash flow statement, as well as management's discussion and analysis, changes in shareholders' equity, and information on market risk.