Get the free FORM 10-Q - sec

This document is a quarterly report filed by Raymond James Financial, Inc. for the period ending June 27, 2003, containing their condensed consolidated financial statements, management's discussion

How to fill out form 10-q - sec

How to fill out FORM 10-Q

1. Gather the necessary financial documents and data for the reporting period.
2. Begin with the cover page, filling in the company name, SEC file number, and the relevant quarter end date.
3. Complete Item 1: Financial Statements, including consolidated balance sheets and statements of income.
4. Fill out Item 2: Management's Discussion and Analysis (MD&A) to provide insights on the company's financial performance.
5. Address Item 3: Quantitative and Qualitative Disclosures About Market Risk if applicable.
6. Complete Items 4 through 8 as necessary, which may address controls and procedures, legal proceedings, risk factors, etc.
7. Review and ensure all disclosures are complete and accurate.
8. Submit the form electronically through the SEC's EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q with the SEC.
2. Investors and analysts use FORM 10-Q to assess a company's quarterly financial health.
3. Regulatory bodies require FORM 10-Q for compliance and oversight of financial reporting.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report required by the U.S. Securities and Exchange Commission (SEC) that companies must file to disclose their financial performance and other significant developments.

Who is required to file FORM 10-Q?

Publicly traded companies in the United States that are registered under the Securities Exchange Act of 1934 are required to file FORM 10-Q.

How to fill out FORM 10-Q?

FORM 10-Q can be filled out by completing each section with the required financial information, management discussion and analysis, and adhering to the SEC's guidelines and instructions available in their EDGAR system.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and regulators with updated information about a company's financial condition, results of operations, and any material changes since the last report.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements, management's discussion and analysis of financial condition, disclosures about market risk, and any unregistered sales of equity securities, among other items.