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This document serves as a quarterly financial report submitted by Arrow Financial Corporation to the Securities and Exchange Commission, providing consolidated financial statements and management's

How to fill out form 10-q - sec

How to fill out FORM 10-Q

1. Begin by gathering financial statements for the quarter including income statement, balance sheet, and cash flow statement.
2. Review and summarize any material changes in accounting policies.
3. Fill out Part I: Financial Information including unaudited financial statements.
4. Include Management's Discussion and Analysis (MD&A) in Part II, outlining performance and risks.
5. Complete Part II: Other Information including disclosures related to legal proceedings and unregistered sales of equity securities.
6. Review rules regarding signature requirements and ensure all sections are duly signed by authorized officers.
7. File the FORM 10-Q electronically with the SEC through the EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the U.S. must file FORM 10-Q to provide quarterly financial disclosures to investors.
2. Investors and analysts use FORM 10-Q to assess company performance and make informed investment decisions.
3. Regulatory bodies require FORM 10-Q for compliance and monitoring of financial practices.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report that publicly traded companies in the United States must file with the Securities and Exchange Commission (SEC). It provides a comprehensive overview of the company's financial performance during the quarter.

Who is required to file FORM 10-Q?

Public companies that are subject to the reporting requirements of the SEC are required to file FORM 10-Q. This includes large accelerated filers, accelerated filers, and non-accelerated filers.

How to fill out FORM 10-Q?

To fill out FORM 10-Q, companies must collect financial data for the quarter, including income statements, balance sheets, and cash flow statements. They will also need to include management's discussion and analysis (MD&A) of those financial results, disclosures about market risk, and any other information required by the SEC.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and the public with timely information about a company's financial condition and results of operations. It helps maintain transparency and accountability in financial reporting.

What information must be reported on FORM 10-Q?

REPORT ON FORM 10-Q must include unaudited financial statements, management's discussion and analysis of financial condition and results of operations (MD&A), disclosures about risk factors, and any material changes to the company's operations or financial situation since the last quarterly report.