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This document lists various securities held by an investment manager as of June 30, 2008, including their current value, quantity, and voting authority.
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How to fill out form 13f - sec
How to fill out FORM 13F
01
Obtain a copy of FORM 13F from the SEC website.
02
Fill out the identifying information at the top of the form, including your name, address, and contact information.
03
List all securities you hold that are required to be reported under FORM 13F in the appropriate column.
04
Include the ticker symbol for each security you report.
05
Indicate the quantity of shares held for each listed security.
06
Provide the value of each position as of the end of the reporting period.
07
Report any options or other rights related to the securities.
08
Review the completed form for accuracy and completeness.
09
Submit FORM 13F to the SEC electronically by the required deadline.
Who needs FORM 13F?
01
Investment managers who exercise investment discretion over $100 million or more in qualifying securities.
02
Institutional investment managers such as hedge funds, mutual funds, and pension funds.
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People Also Ask about
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
What triggers a 13F filing?
If your discretionary 13F securities exceed $100 million at any month-end, you must begin filing with the Q4 Form 13F of that same calendar year. You must continue filing at least through the third quarter of the following year, even if your qualifying assets dip below $100 million during that time.
What is Form 13F used for?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
Who is required to submit a 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F used for?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What are the requirements for Rule 13F-2?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
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What is FORM 13F?
FORM 13F is a quarterly report that must be filed by institutional investment managers with over $100 million in assets under management. The form is used to disclose their equity holdings to the Securities and Exchange Commission (SEC).
Who is required to file FORM 13F?
Institutional investment managers who exercise investment discretion over $100 million or more in securities must file FORM 13F.
How to fill out FORM 13F?
FORM 13F is filled out by providing a list of all equity securities owned by the institutional investment manager, including details such as the name of the issuer, the class of securities, the number of shares owned, and the total value of the securities.
What is the purpose of FORM 13F?
The purpose of FORM 13F is to provide transparency in the holdings of institutional investors, allowing the SEC and the public to monitor the investments made by large investment managers.
What information must be reported on FORM 13F?
FORM 13F requires reporting the name of the issuer, class of securities, the number of shares held, and the total market value of the holdings as of the end of the reporting period.
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