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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-3628 DIVISION OF CORPORATION FINANCE Mail Stop 3628 June 28, 2011, Via E-Mail Mark D. Wickham, Esq. Davis Brown Law Firm The

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What is securities and exchange commission?

The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.

Who is required to file securities and exchange commission?

Companies and individuals who meet the criteria specified by the SEC, such as public companies, investment advisers, and certain insiders, are required to file with the Securities and Exchange Commission.

How to fill out securities and exchange commission?

To fill out securities and exchange commission filings, companies and individuals must use the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system provided by the SEC. They need to gather required information and follow the guidelines set by the SEC for specific forms.

What is the purpose of securities and exchange commission?

The purpose of the Securities and Exchange Commission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. It aims to ensure that companies provide accurate and complete information to the public when raising capital.

What information must be reported on securities and exchange commission?

The information reported on securities and exchange commission filings depends on the specific form being filed. Generally, it includes information about the company's financials, operations, executive compensation, ownership, and material events.

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