Get the free Item 4.01 Form 8-K - sec
Show details
This document is a letter from the SEC commenting on the Filing of EFT Holdings, Inc.'s Form 8-K, concerning the adequacy of financial disclosures and the need for amendments related to the auditing
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign item 401 form 8-k
Edit your item 401 form 8-k form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your item 401 form 8-k form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing item 401 form 8-k online
Follow the steps below to use a professional PDF editor:
1
Set up an account. If you are a new user, click Start Free Trial and establish a profile.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit item 401 form 8-k. Text may be added and replaced, new objects can be included, pages can be rearranged, watermarks and page numbers can be added, and so on. When you're done editing, click Done and then go to the Documents tab to combine, divide, lock, or unlock the file.
4
Get your file. When you find your file in the docs list, click on its name and choose how you want to save it. To get the PDF, you can save it, send an email with it, or move it to the cloud.
pdfFiller makes dealing with documents a breeze. Create an account to find out!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out item 401 form 8-k
How to fill out Item 4.01 Form 8-K
01
Start by obtaining the Item 4.01 Form 8-K from the SEC website or through your company's filing software.
02
Fill in the company's name, SEC file number, and the state of incorporation at the top of the form.
03
In the 'Item 4.01' section, provide details about the change in registrant's certifying accountant, including the date of termination and the accounting firm's name.
04
Describe the reasons for the termination or resignation of the accountant in the required commentary section.
05
Attach any additional relevant documents or communications related to the change in accountant.
06
Review the information for accuracy and completeness.
07
Submit the form electronically through the EDGAR system on or before the required filing deadline.
Who needs Item 4.01 Form 8-K?
01
Companies publicly traded in the United States that undergo a change in their certifying accountant need to file Item 4.01 Form 8-K to comply with SEC regulations.
Fill
form
: Try Risk Free
People Also Ask about
What is the SEC 8-K rule?
Form 8-K is a Securities and Exchange Commission (SEC) periodic report that public companies file to disclose material changes. Unlike Form 10-K and Form 10-Q , which are filed annually and quarterly, respectively, a public company files a Form 8-K whenever a material event occurs.
What is Form 8-K four business days?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
What is the SEC 8-K rule?
Form 8-K is a Securities and Exchange Commission (SEC) periodic report that public companies file to disclose material changes. Unlike Form 10-K and Form 10-Q , which are filed annually and quarterly, respectively, a public company files a Form 8-K whenever a material event occurs.
Is an 8-K filing good or bad?
Form 8-K also provides substantial benefits to listed companies. By filing an 8-K promptly, the firm's management can meet specific disclosure requirements and avoid insider trading allegations. Companies may also use Form 8-K to tell investors of any events that they consider to be important.
How many days to file an 8-K?
Except as described below, a Form 8-K must be filed within four business days after the occurrence of a reportable event. For purposes of counting, day one is the first business day after the day on which the reportable event occurs.
How to calculate 4 business days for 8-K?
Filing Deadlines Except as described below, a Form 8-K must be filed within four business days after the occurrence of a reportable event. For purposes of counting, day one is the first business day after the day on which the reportable event occurs.
Is a Form 8-K good or bad?
Form 8-K also provides substantial benefits to listed companies. By filing an 8-K promptly, the firm's management can meet specific disclosure requirements and avoid insider trading allegations. Companies may also use Form 8-K to tell investors of any events that they consider to be important.
What is the 8-K quarterly report?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Item 4.01 Form 8-K?
Item 4.01 Form 8-K is a filing that public companies in the United States must submit to the Securities and Exchange Commission (SEC) when there is a significant event regarding the company's financial condition or operations, particularly concerning the company's financial statements or reports.
Who is required to file Item 4.01 Form 8-K?
Public companies that are registered under the Securities Exchange Act of 1934 are required to file Item 4.01 Form 8-K to inform investors about certain significant events that may influence their investment decisions.
How to fill out Item 4.01 Form 8-K?
To fill out Item 4.01 Form 8-K, a company must provide information about the nature of the event, date of the event, financial statements, or other relevant disclosures. The company must complete the SEC’s prescribed form, providing accurate and complete information before submitting it to the SEC.
What is the purpose of Item 4.01 Form 8-K?
The purpose of Item 4.01 Form 8-K is to ensure timely disclosure of material changes in a company's financial condition or operations to investors, thus promoting transparency and informed decision-making in the marketplace.
What information must be reported on Item 4.01 Form 8-K?
The information that must be reported includes the company's most recent audited financial statements, any other financial information that might be necessary for understanding the company's financial position, and the reason for the financial report or event being disclosed.
Fill out your item 401 form 8-k online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Item 401 Form 8-K is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
